Disclosures
General Risks of Investing In Alternative Investments
Hedge funds, commodity pools and other alternative investments involve a high degree of risk and can be illiquid due to restrictions on transfer and lack of a secondary trading market. They can be highly leveraged, speculative and volatile, and an investor could lose all or a substantial amount of an investment. Alternative investments may lack transparency as to share price, valuation and portfolio holdings. Complex tax structures often result in delayed tax reporting. Compared to mutual funds, hedge funds and commodity pools are subject to less regulation and often charge higher fees. Mutual funds involve risk including possible loss of principal. Alternative investment managers typically exercise broad investment discretion and may apply similar strategies across multiple investment vehicles, resulting in less diversification. Trading may occur outside the United States that may pose greater risks than trading on U.S. exchanges and in U.S. markets.
A FUND'S OFFERING MATERIALS AND/OR AN INVESTMENT MANAGER'S DISCLOSURE DOCUMENTS DESCRIBE VARIOUS RISKS AND CONFLICTS OF INTEREST RELATING TO FUND INVESTMENTS. EACH INVESTOR SHOULD READ THOSE DOCUMENTS CAREFULLY TO DETERMINE WHETHER AN INVESTMENT IS SUITABLE IN LIGHT OF, AMONG OTHER THINGS, SUCH INVESTOR’S FINANCIAL SITUATION, NEED FOR LIQUIDITY, TAX SITUATION, AND OTHER INVESTMENTS.
USA Patriot Act
Pursuant to the USA Patriot Act, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account.
Terms of Use Agreement
This is a Terms of Use Agreement (the “Agreement”) between you and CapLink Securities, Inc. (“CapLink”), the owner of the website which has a registered domain name of www.caplinksecurities.com (the “Website”), regarding the terms and conditions of your use of this Website. By using or accessing this Website, you acknowledge that you have read and understand this Agreement and agree to all of its terms and conditions. IF YOU DO NOT AGREE TO THE TERMS AND CONDITIONS OF THIS AGREEMENT IN THEIR ENTIRETY, THEN YOU ARE NOT AUTHORIZED TO USE OR ACCESS THIS WEBSITE.
This Agreement may be amended from time to time. You should visit this page regularly to keep yourself informed of the most current version of this Agreement as its content is subject to change without notice to you of any kind.
Grant of Right of Use and Access: CapLink hereby grants you the right to access and use the Website provided that you are in agreement with and will continue to acknowledge and/or abide by the following terms and conditions:
The written content, information, materials, images, photographs and other content contained on the pages of this Website (collectively the “Content”) are for your personal and/or legitimate business use only and shall not be used by you for any commercial purposes whatsoever.
Neither Caplink nor any third parties provide any warranty or guarantee as to the accuracy, timeliness, performance, completeness or suitability of the Content found or offered on this Website for any particular purpose. You acknowledge that such Content may contain inaccuracies or errors and we expressly exclude liability for any such inaccuracies or errors to the fullest extent permitted by law.
You assume any and all risks related to your use of and/or access to the Website, as well as the Content on this Website, and we shall not be liable for any damages you sustain as a result of these risks.
We own, license or are permitted to use all the Content on this Website. Subject to any specific restrictions stated in this Agreement or otherwise posted on the Website, you may download, copy, transmit, or distribute any portion of the Content on the Website for your personal and/or legitimate business uses, so long as you don’t sell, license or otherwise use the Content for any commercial purposes. Except as expressly authorized herein or otherwise permitted by the fair use doctrine under applicable copyright laws, you may not download, copy, distribute, transmit, publish, upload or reproduce in whole or in part, exploit commercially, or edit or modify any of the Content on this Website without our prior written consent and the written consent of any third party that owns the copyright or other intellectual property rights to the Content.
From time to time this Website may also include links to other websites. These links are provided for your convenience only to provide further information. They do not signify that we endorse any linked websites. You acknowledge that we have no responsibility for the content of any linked website or for any damages you sustain as a result of your use of and/or access to any linked websites. Should you leave this Website by clicking on a link provided herein, you do so at your own risk.
You may not create a link to this Website from any other website without obtaining our prior, written permission.
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You acknowledge that your use of and/or access to this Website and the Content does not give you any right, title or interest of any kind in the Website or the Content.
We reserve the right to discontinue this Website, any aspect of the Website, or any of the Content at any time without notice to you. We make no warranties or representations that the Website or any of its Content will be provided to you without interruption.
Your continued right to use and access the Website is subject to your compliance with all of the terms and conditions of this Agreement, as may be amended from time to time. Your use of and access to this Website in an unauthorized manner may give rise to a claim for civil damages and other legal penalties against you.
Governing Law: This Agreement and any subsequent amendments is and will be governed by the laws of the State of California.
Termination and Limitation of Access and Use: We may terminate your rights to use and access the Website at any time, or we may suspend, restrict or otherwise limit your rights to use and access the Website at any time, if in our sole discretion, we determine that you are in violation of or may have violated any of the terms and conditions of this Agreement. You agree that we will not be liable to you or to any third party for any such termination and/or limitation of your rights to use and access this Website.
Disclaimer of Warranties and Representations
THIS WEBSITE AND ANY CONTENT CONTAINED ON THIS WEBSITE ARE ALL MADE AVAILABLE TO YOU ON AN “AS IS, WHERE IS” BASIS AND WITH ALL FAULTS, LATENT OR MANIFEST, INCLUDED. YOU HEREBY AGREE THAT YOUR USE OF AND ACCESS TO THIS WEBSITE IS ENTIRELY AT YOUR OWN RISK. CAPLINK, TOGETHER WITH ALL OF OUR MANAGERS, MEMBERS, OFFICERS, EMPLOYEES AND AGENTS, SUPPLIERS AND CONTENT PROVIDERS (COLLECTIVELY THE “CAPLINK PARTIES”) MAKE NO REPRESENTATIONS OR WARRANTIES TO YOU WITH RESPECT TO THIS WEBSITE AND HEREBY SPECIFICALLY DISCLAIM, TO THE FULLEST EXTENT PERMITTED BY LAW, ANY AND ALL REPRESENTATIONS AND WARRANTIES WITH RESPECT TO THIS WEBSITE OR THE CONTENT CONTAINED ON THIS WEBSITE, WHETHER WRITTEN OR ORAL, EXPRESS OR IMPLIED, ARISING OUT OF THE COURSE OF DEALING, COURSE OF PERFORMANCE, CUSTOMS OF TRADE OR OTHERWISE, INCLUDING, WITHOUT LIMITATION, THE WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, ACCURACY, SYSTEMS INTEGRATION, NON-INTERFERENCE, QUALITY, TITLE, AND NON-INFRINGEMENT AND ANY REPRESENTATIONS REGARDING ACCURACY, TRUTHFULNESS AND OR COMPLETENESS OF ANY OF THE CONTENT CONTAINED ON THIS WEBSITE OR THE QUALITY OF THIS WEBSITE AND ITS CONTENT.
Liability Exclusion and Release: You hereby acknowledge that the CapLink Parties will have no liability to you whatsoever, to the fullest extent permitted by law, in connection with your use of and/or access to this Website and any of the Content. The CapLink Parties hereby specifically assumes no liability for any damages arising out of or related to: (1) any errors, inaccuracies or omissions contained in any of the Content; (2) any personal injuries or property damage resulting to you or to any third party from your use of and/or access to the Website, (3) any unauthorized access to your personal information and/or financial information by any third parties through the Website, and (4) any viruses, Trojan horses or malware that you may acquire due to your use of and/or access to the Website. These specific exclusions of liability are provided as examples only and shall not in any way limit or reduce our exclusion of all liability hereunder. You should use your best judgment and exercise caution when and where appropriate while using this Website.
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Complaints
Any complaints may be addressed to the attention of:
CapLink Securities, Inc.
The Compliance Department
200 Pier Avenue, Suite 123
Hermosa Beach, California 90254
Tel: 310.952.0987